Mitchell C. Littman
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Archive for March, 2010

Regulation D Conference – Current Trends for Private Placements

          I recently attended a two day Regulation D conference sponsored by the American Bar Association.   The Panel consisted of current and former SEC, FINRA and blue sky regulators, sharing their thoughts on the latest trends in private placements and Regulation D offerings.   The following are various topics discussed during the seminar.           SEC Proposed [...]

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